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SERVICES

Below are examples of projects that Cordina can assist your legal team

COMPLIANCE

  • Prepare and file all notices of exemptions from Commodity Futures Trading Commission (CFTC) required by Regulation 4.13(a)(3) and 4.14(a)(8) with the National Futures Association (NFA); Manage and maintain annual affirmations.

 

  • Draft Blue-Sky registration documents such as Form D and Form U-2.  Research State’s Blue-Sky law exemptions for private placements.

 

  • Prepare memoranda on the availability of exemptions and requirements for registration.  Finalize forms distributed for execution.  Prepare and file Federal Notice of Sale of Securities.

 

  • Coordinate and preform basic and enhanced due diligence KYC screening on new and existing US & Non-US clients.

Legal Entity Formations & Maintenance

  • Check name availability and reserve or register corporate name.

  • Draft and file articles or certificate of incorporation.

  • Draft bylaws and operating agreements.

  • Prepare and file application for federal employer identification number.

  • Prepare and file assumed name certificates.

  • Prepare and file annual report and franchise tax.

  • Maintain corporate minute book.

  • Obtain good standing certificates (as required).

  • Restore to good standing (if required).

Entity Document Database Management

  • Track firm and subsidiaries.

    • Dates of formation, reinstatement & dissolution.

    • Corporate filings & amendments.

    • Annual reports and franchise tax filings.

    • Foreign registration.

    • Officers and directors’ appointments and resignations.

    • Management and capital structures.

    • Authorized signatories.

    • Formation documents.

Challenge Me

Cordina is a versatile, seasoned Paralegal who is eager to take on new responsibilities beyond her current experience. If you have a project that currently does not fit into her current experience, she would be open to discuss it with you. In such case, she offers 1-hour free training to get her up to speed to take on new and added responsibilities.

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